Erin M Cody

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-16
TX	RA	APPROVED	2025-05-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Equitable Advisors, Llc	New York	NY	06/2024	11/2024
Bill Grays	Rochester	NY	05/2019	10/2024
Oswego Men's Ice Hockey Team	Oswego	NY	04/2021	06/2024
Suny Oswego	Oswego	NY	08/2020	05/2024
Aquinas Institute	Rochester	NY	09/2014	06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pittsford	NY	01/2025	05/2025
Bank Of America, N.A.	Pittsford	NY	02/2025	05/2025
Morgan Stanley Smith Barney Llc	Rochester	NY	05/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2026	Present

06/2024 → 11/2024

Equitable Advisors, Llc

New York, NY
05/2019 → 10/2024

Bill Grays

Rochester, NY
04/2021 → 06/2024

Oswego Men's Ice Hockey Team

Oswego, NY
08/2020 → 05/2024

Suny Oswego

Oswego, NY
09/2014 → 06/2020

Aquinas Institute

Rochester, NY
01/2025 → 05/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsford, NY
02/2025 → 05/2025

Bank Of America, N.A.

Pittsford, NY
05/2025 → Present

Morgan Stanley Smith Barney Llc

Rochester, NY
03/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

2025-01-16 → 2025-05-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsford, NY
2024-10-11 → 2024-12-03

Equitable Advisors, Llc

Rochester, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-10

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