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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-10
  • TX RA
    APPROVED
    Since 2024-10-10

Branch Locations

25410 Kuykendahl Rd, Tomball, TX 77375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. The Woodlands TX 06/2024 07/2024
Raymond James Financial Services, Inc. The Woodlands TX 07/2024 Present
Smartdraw Software The Woodlands TX 05/2023 05/2024
Renee Langdon State Farm The Woodlands TX 05/2022 05/2023
Sam Houston State University Huntsville TX 08/2019 12/2024
Best Buy The Woodlands TX 10/2019 07/2020
Woodforest National Bank Tomball TX 06/2024 Present
The Woodlands High School The Woodlands TX 08/2015 05/2019
Raymond James Financial Services Advisors, Inc The Woodlands TX 10/2024 Present
  • 06/2024 → 07/2024
    Raymond James Financial Services, Inc.
    The Woodlands, TX
  • 07/2024 → Present
    Raymond James Financial Services, Inc.
    The Woodlands, TX
  • 05/2023 → 05/2024
    Smartdraw Software
    The Woodlands, TX
  • 05/2022 → 05/2023
    Renee Langdon State Farm
    The Woodlands, TX
  • 08/2019 → 12/2024
    Sam Houston State University
    Huntsville, TX
  • 10/2019 → 07/2020
    Best Buy
    The Woodlands, TX
  • 06/2024 → Present
    Woodforest National Bank
    Tomball, TX
  • 08/2015 → 05/2019
    The Woodlands High School
    The Woodlands, TX
  • 10/2024 → Present
    The Woodlands, TX
Other Businesses

(1)Name of Business: Woodforest Wealth Address: 25410 Kuykendahl Rd, Tomball, TX, 77375-3400, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/14/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30

View on SEC IAPD

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