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Adam Valentini

Ubs Financial Services Inc.

Chicago, IL

Chicago, IL

CRD 7941718

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-18
  • IL RA
    APPROVED
    Since 2025-09-18

Branch Locations

One North Wacker Drive, Chicago, IL 60606 • United States

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Middle School Mt. Prospect IL 07/2015 06/2017
Prospect High School Mt. Prospect IL 06/2017 05/2018
Park Ridge Country Club Park Ridge IL 06/2018 05/2025
The Moorings Of Arlington Heights Arlington Heights IL 02/2020 05/2025
The Pfau Course At Indiana University Bloomington IN 08/2023 04/2025
Goldman Sachs Chicago IL 06/2024 08/2024
Ubs Financial Services Inc Chicago IL 06/2025 Present
  • 07/2015 → 06/2017
    Lincoln Middle School
    Mt. Prospect, IL
  • 06/2017 → 05/2018
    Prospect High School
    Mt. Prospect, IL
  • 06/2018 → 05/2025
    Park Ridge Country Club
    Park Ridge, IL
  • 02/2020 → 05/2025
    The Moorings Of Arlington Heights
    Arlington Heights, IL
  • 08/2023 → 04/2025
    The Pfau Course At Indiana University
    Bloomington, IN
  • 06/2024 → 08/2024
    Goldman Sachs
    Chicago, IL
  • 06/2025 → Present
    Ubs Financial Services Inc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-18
  • S66 Uniform Combined State Law Examination
    2025-09-18
Other Names
  • Adam Daniel Valentini

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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