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Clark John Oetting

Cetera Investment Advisers LLC

Roswell, GA

Duluth, GA

CRD 7941490

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-10-03
  • GA RA
    APPROVED
    Since 2024-10-03

Branch Locations

Roswell, GA • United States

3235 Satellite Blvd Bldg 400 Suite 300, Duluth, GA 30096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Athens GA 04/2024 06/2024
Hitachi Digital Services Santa Clara CA 01/2023 04/2024
Full-Time Education Athens GA 08/2019 05/2024
Unemployed Augusta GA 06/2014 08/2019
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2024 Present
  • 04/2024 → 06/2024
    Unemployed
    Athens, GA
  • 01/2023 → 04/2024
    Hitachi Digital Services
    Santa Clara, CA
  • 08/2019 → 05/2024
    Full-Time Education
    Athens, GA
  • 06/2014 → 08/2019
    Unemployed
    Augusta, GA
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE INSURANCE, SECURITIES, AND FINANCIAL PLANNING START DATE: 9/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SECURITIES AND FINANCIAL PLANNING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30

View on SEC IAPD

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