Nicholas Maxwell Girouard

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2024 → 04/2026
  J.P. Morgan Securities Llc
  Chicago, IL
• 06/2023 → 08/2023
  Wppi Energy
  Madison, WI
• 06/2022 → 08/2022
  Wppi Energy
  Madison, WI
• 05/2021 → 12/2021
  Fox River Brewing Company
  Oshkosh, WI
• 09/2022 → 05/2023
  Unemployed
  Milwaukee, WI
• 09/2023 → 05/2024
  Unemployed
  Madison, WI
• 10/2020 → 05/2021
  Gingerootz
  Appleton, WI
• 06/2014 → 09/2020
  Unemployed
  Milwaukee, WI
• 01/2022 → 05/2022
  Unemloyed
  Milwaukee, WI
• 04/2026 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 04/2026 → Present
  Nuveen Asset Management Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2026-04-18
• S63 Uniform Securities Agent State Law Examination
  2024-08-08

Other Names

• Nicholas Maxwell Girouard
• Nicholas M Girouard
• Nicholas Girouard