Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-11 |
| NC | RA | APPROVED | 2017-03-21 |
Branch Locations
114 Commerce Center Loop Suite E, Mooresville, NC 28117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Mooresville | NC | 09/2015 | 02/2017 |
| Ifg/Russell Advisors, Inc. | Berwyn | PA | 03/2016 | 02/2017 |
| Raymond James Financial Services, Inc. | Mooresville | NC | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Charlotte | NC | 03/2017 | Present |
| Wdsworth Group- First Financial Resources | Charlotte | NC | 07/2017 | 10/2021 |
| 4 Life Investments | Mooresville | NC | 04/2017 | Present |
| Stonestreet Wealth Management | Mooresville | NC | 04/2017 | 06/2024 |
| Signature Wealth Group | Mooresville | NC | 06/2018 | Present |
(1)Name of Business: Address: 107 N Main St, Mooresville, NC, 28115-2525, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 12/12/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Associate Producer (2)Name of Business: 4 Life Investments Address: 111 Windy Run Lane, Mooresville, NC, 28117, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Officer - CEO Investment Related: Yes Start Date: 04/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of building that I rent and own. John Clancy purchased 50% of 4 Life Investments. We rent to my business on ground floor and another business upstairs on second floor. (3)Name of Business: Signature Wealth Group Address: 107 N Main St, Mooresville, NC, 28115, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/25/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-09 |
Reach out to this advisor