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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-20 |
| MS | RA | APPROVED | 2022-09-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Hattiesburg | MS | 11/2013 | 08/2022 |
| Primerica Financial Services | Hattiesburg | MS | 11/2013 | 08/2022 |
| Lpl Financial Llc | Petal | MS | 08/2022 | Present |
| Keesler Federal Credit Union | Petal | MS | 08/2022 | Present |
1)08/31/2022 - 08/31/2022 - Keesler Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-18 |
| S66 | Uniform Combined State Law Examination | 2000-08-14 |
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