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Carolyn Jean Hayes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walpole, MA

Boston, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-19
CT RA APPROVED 2006-08-09
  • TX RA
    APPROVED_RES
    Since 2009-06-19
  • CT RA
    APPROVED
    Since 2006-08-09

Branch Locations

Walpole, MA • United States

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 08/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-08
S63 Uniform Securities Agent State Law Examination 2001-02-09
  • S66 Uniform Combined State Law Examination
    2006-08-08
  • S63 Uniform Securities Agent State Law Examination
    2001-02-09
Other Names
  • Carolyn J Hayes

View on SEC IAPD

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