Brian Peter Broussard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → Present
  Lpl Financial, Llc
  Metarie, LA

Previous Registrations

• 1999-09-10 → 2004-11-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Orleans, LA

Other Businesses

1. 12/21/2004 * DBA for LPL Business (entity for LPL business) * BRIAN P. BROUSSARD, CFP, LLC. * DBA * INV REL * AT REPORTED BUSINESS LOCATION(S) 2. 03/28/2016 * Brian P. Broussard, CERTIFIED FINANCIAL PLANNER(TM), L.L.C. * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 11/19/2004 * 150 HRS/MO; 130 HRS/MO DURING SECS TRDG HRS. * a. No other businesses or services are associated with this business, other than the business conducted exclusively through LPL Financial. b. Brian P. Broussard (LPL Rep. ID 1VCB) is the sole owner and operator of the business c. No, the business is not a registered insurance agency d. No, the business only uses the LPL RIA 3. 10/18/2021 - Tulane University A.B. Freeman School of Business - Investment Related - 7 McAlister Drive New Orleans, LA 70118 - Outside/W-2 Employment - Adjunct Professor - Start Date: 01/03/2022 - 20 Hours Per Month/12 Hours During Securities Trading - As an adjunct professor in the department of finance, my duties will be to instruct students in the course related to equity investing and portfolio management.

Exams

• S66 Uniform Combined State Law Examination
  1998-10-06

Designations

• Certified Financial Planner

Other Names

• Brian P Broussard