Michael Charles Gates

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-08

TX RA
APPROVED

Since 2025-01-08

Branch Locations

Taylor, TX • United States

101 N Shoreline Blvd Ste 302, Corpus Christi, TX 78401 • United States

109 N Main St, La Grange, TX 78945 • United States

4103 S Texas Ave Ste 208, Bryan, TX 77802 • United States

105 E Luhn St, Bellville, TX 77418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Crestone Wellness	Taylor	TX	06/2022	01/2025
Self	Taylor	TX	09/2023	12/2024
La Scala Restaurant	Taylor	TX	08/2020	05/2022
Curbside Coffee Shop	Taylor	TX	08/2016	08/2020
Thrivent Investment Management Inc.	La Grange	TX	08/2024	Present
Thrivent Financial	Appleton	WI	12/2024	05/2025
Thrivent Financial	Appleton	WI	05/2025	Present

06/2022 → 01/2025

Crestone Wellness

Taylor, TX
09/2023 → 12/2024

Self

Taylor, TX
08/2020 → 05/2022

La Scala Restaurant

Taylor, TX
08/2016 → 08/2020

Curbside Coffee Shop

Taylor, TX
08/2024 → Present

Thrivent Investment Management Inc.

La Grange, TX
12/2024 → 05/2025

Thrivent Financial

Appleton, WI
05/2025 → Present

Thrivent Financial

Appleton, WI

Other Businesses

PIANO TUNER/TECHNICIAN POSITION: Self-employed owner NATURE: Independent business of piano tuning and repair. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 9 START DATE: 09/01/2023 ADDRESS: 500 Drake Ln, Taylor TX 76574, United States DESCRIPTION: Tune and repair pianos.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-07

S66 Uniform Combined State Law Examination

2025-01-07