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Paul Delahoussaye Dunk

Charles Schwab & Co., Inc.

Chicago, IL

CRD 3222499

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
IL RA APPROVED 2003-11-19
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • IL RA
    APPROVED
    Since 2003-11-19

Branch Locations

430 N Michigan Ave, Chicago, IL 60611-4011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 08/2003 Present
Charles Schwab Bank, Ssb Chicago IL 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-13
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S66 Uniform Combined State Law Examination
    2003-11-13
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31
Other Names
  • Paul H Dunk

View on SEC IAPD

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