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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-20
FL RA APPROVED 2024-06-17
NC RA APPROVED 2024-06-13
  • TX RA
    APPROVED
    Since 2024-08-20
  • FL RA
    APPROVED
    Since 2024-06-17
  • NC RA
    APPROVED
    Since 2024-06-13

Branch Locations

4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 06/2024 Present
Miami University Oxford OH 08/2020 05/2024
Fedex Cincinnati OH 10/2020 10/2021
Ernst & Young Cincinnati OH 05/2023 08/2023
Ohio National Financial Services Cincinnati OH 05/2022 08/2022
Kroger Milford OH 08/2017 06/2020
Milford High School Milford OH 08/2016 08/2020
Milford Jr High School Milford OH 05/2014 08/2016
Trinity Wealth Securities, Llc Charlotte NC 01/2025 Present
  • 06/2024 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 08/2020 → 05/2024
    Miami University
    Oxford, OH
  • 10/2020 → 10/2021
    Fedex
    Cincinnati, OH
  • 05/2023 → 08/2023
    Ernst & Young
    Cincinnati, OH
  • 05/2022 → 08/2022
    Ohio National Financial Services
    Cincinnati, OH
  • 08/2017 → 06/2020
    Kroger
    Milford, OH
  • 08/2016 → 08/2020
    Milford High School
    Milford, OH
  • 05/2014 → 08/2016
    Milford Jr High School
    Milford, OH
  • 01/2025 → Present
    Trinity Wealth Securities, Llc
    Charlotte, NC
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Charlotte, North Carolina 28203. Nature of Business: RIA. Position: Financial Consultant. Start Date: 06/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Charlotte, North Carolina 28203. Nature of Business: Fixed Insurance Sales. 06/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. Charlotte, North Carolina 28203. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 01/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-21
S65 Uniform Investment Adviser Law Examination 2024-02-09
  • S63 Uniform Securities Agent State Law Examination
    2024-12-21
  • S65 Uniform Investment Adviser Law Examination
    2024-02-09

View on SEC IAPD

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