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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-23
  • PA RA
    APPROVED
    Since 2025-12-23

Branch Locations

Folsom, PA • United States

610 Market Street, Philadelphia, PA 19106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Distributors, L.P. Philadelphia PA 11/2025 Present
Evercore New York NY 06/2024 10/2025
Crafco Inc. Chandler AZ 06/2023 07/2023
Lizzy's Ice Cream Wildwood NJ 07/2022 08/2022
Elon University Elon NC 08/2020 05/2024
Malvern Preparatory School Malvern PA 08/2015 06/2020
Nomura Capital Management Llc Philadelphia PA 06/2026 Present
  • 11/2025 → Present
    Delaware Distributors, L.P.
    Philadelphia, PA
  • 06/2024 → 10/2025
    Evercore
    New York, NY
  • 06/2023 → 07/2023
    Crafco Inc.
    Chandler, AZ
  • 07/2022 → 08/2022
    Lizzy's Ice Cream
    Wildwood, NJ
  • 08/2020 → 05/2024
    Elon University
    Elon, NC
  • 08/2015 → 06/2020
    Malvern Preparatory School
    Malvern, PA
  • 06/2026 → Present
    Nomura Capital Management Llc
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-23
  • S66 Uniform Combined State Law Examination
    2025-12-23

View on SEC IAPD

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