Stephen Cooley

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → 11/2024
  Pruco Securities Llc
  White Plains, NY
• 03/2024 → 03/2024
  Milton Point Provisions
  Rye, NY
• 08/2020 → 03/2024
  Billy & Pete Group
  Larchmont, NY
• 09/2019 → 08/2020
  Unemployed
  Larchmont, NY
• 11/2017 → 08/2019
  Unemployed
  Paris
• 09/2017 → 11/2017
  Le Taillevent
  Paris
• 03/2024 → 05/2024
  Unemployed
  Mamaroneck, NY
• 09/2016 → 08/2017
  Le Cordon Bleu
  Paris
• 09/2024 → Present
  The Prudential Insurance Company Of America
  White Plains, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  White Plains, NY

Previous Registrations

• 2024-09-10 → 2024-11-14
  Pruco Securities, Llc.
  White Plains, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-09-09