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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-10-13
  • KS RA
    APPROVED
    Since 2025-10-13

Branch Locations

9225 W Indian Creek Pkwy., Ste. 1100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2024 10/2025
Cambridge Investment Research, Inc. Fairfield IA 10/2024 Present
R5 Inc. Overland Park KS 01/2015 05/2024
Emporia State University Emporia KS 08/2020 12/2023
Emporia Municipal Golf Course Emporia KS 05/2023 07/2023
Waterway Carwash Overland Park KS 04/2019 07/2019
Blue Valley West Highschool Overland Park KS 08/2016 05/2020
Emporia State University Emporia KS 12/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2025 Present
  • 06/2024 → 10/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2015 → 05/2024
    R5 Inc.
    Overland Park, KS
  • 08/2020 → 12/2023
    Emporia State University
    Emporia, KS
  • 05/2023 → 07/2023
    Emporia Municipal Golf Course
    Emporia, KS
  • 04/2019 → 07/2019
    Waterway Carwash
    Overland Park, KS
  • 08/2016 → 05/2020
    Blue Valley West Highschool
    Overland Park, KS
  • 12/2023 → Present
    Emporia State University
    Emporia, KS
  • 10/2025 → Present
    Fairfield, IA
Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 10/13/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. DYLAN ROACH, 9225 w Indian Creek Pkwy, Ste 1100, Overland Park KS 66210, United States, 11/17/2025, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 15 HR/MO TRADING 3. INFINITY WEALTH PARTNERS INC., 9225 w Indian Creek Pkwy, Ste 1100, Overland Park KS 66210, United States, 11/18/2025, Investment Advisor Representative, DBA Name, INV REL, 40 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
  • S66 Uniform Combined State Law Examination
    2025-10-02

View on SEC IAPD

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