Christopher R Bice

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Phoenix, AZ
• 09/2023 → 01/2024
  Osaic Wealth, Inc.
  Greensboro, NC
• 01/2024 → Present
  Lpl Financial Llc
  Mooresville, NC

Previous Registrations

• 2023-09-01 → 2024-01-31
  Osaic Wealth, Inc.
  Mooresville, NC
  Greensboro, NC
• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Mooresville, NC
  Greensboro, NC
  Salisbury, NC
  Scottsdale, AZ
• 2005-02-02 → 2005-10-31
  Sunamerica Securities, Inc.
  Greensboro, NC
• 2004-01-16 → 2005-02-01
  Aegis Capital, Llc
  Charlotte, NC
• 2001-12-31 → 2002-04-25
  Ubs Financial Services Inc.
  Charlotte, NC

Other Businesses

1) 12/14/2023 - Sole Proprietor - Real Estate Rental - owner - NC 28086 - Investment related - 1 Hour per month - Start date: 01/01/2021. 2) 12/14/2023 - Sole Proprietor - Real Estate Rental - owner - NC 28117- 9036 - Investment related - 1 Hour per month - Start date: 01/01/2005. 3) 12/14/2023 - Sole Proprietor - Real Estate Rental - owner - NC 28117- 8462 - Investment related - 1% Time spent - Start date: 01/01/2015. 4) 12/14/2023 - Sole Proprietor - Real Estate Rental - owner - NC 28078- 2243 - Investment related - 1 Hour per month - Start date: 01/01/2023. 5) 12/14/2023 - BICE WEALTH MANAGEMENT, INC. - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 6) 12/14/2023 - Brawley IB middle school - Other - Coach/Sports/Fitness - Head Coach - NC 28117 - Non investment related - 60 Hours per month - Start date: 10/23/2023. 7) 12/2023 3B INVESTMENTS LLC / Real Estate Rental / Co-owner /Investment related / NC / Start date 01/01/2023 - 1 Hrs per month - 1% Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-08
• S63 Uniform Securities Agent State Law Examination
  1999-06-24

Other Names

• Cubby Bice