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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-07 |
| CA | RA | APPROVED | 2025-03-04 |
Branch Locations
31200 Via Colinas Ste. 110, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westlake Village | CA | 10/2024 | Present |
| California Lutheran Univesity | Thousand Oaks | CA | 05/2023 | 09/2024 |
| California State University - Channel Islands | Camarillo | CA | 09/2018 | 12/2023 |
| Unemployed | Thousand Oaks | CA | 03/2018 | 09/2018 |
| Self Employed | Mexico City | 01/2017 | 02/2018 | |
| Sura Asset Management | Mexico City | 09/2014 | 12/2016 |
1. 11/12/2024- Artiea Capital Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-03 |
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