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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
CA RA APPROVED 2025-03-04
  • TX RA
    APPROVED
    Since 2026-01-07
  • CA RA
    APPROVED
    Since 2025-03-04

Branch Locations

31200 Via Colinas Ste. 110, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Westlake Village CA 10/2024 Present
California Lutheran Univesity Thousand Oaks CA 05/2023 09/2024
California State University - Channel Islands Camarillo CA 09/2018 12/2023
Unemployed Thousand Oaks CA 03/2018 09/2018
Self Employed Mexico City 01/2017 02/2018
Sura Asset Management Mexico City 09/2014 12/2016
  • 10/2024 → Present
    Westlake Village, CA
  • 05/2023 → 09/2024
    California Lutheran Univesity
    Thousand Oaks, CA
  • 09/2018 → 12/2023
    California State University - Channel Islands
    Camarillo, CA
  • 03/2018 → 09/2018
    Unemployed
    Thousand Oaks, CA
  • 01/2017 → 02/2018
    Self Employed
    Mexico City
  • 09/2014 → 12/2016
    Sura Asset Management
    Mexico City
Other Businesses

1. 11/12/2024- Artiea Capital Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-03
  • S66 Uniform Combined State Law Examination
    2025-03-03

View on SEC IAPD

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