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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-11
  • NJ RA
    APPROVED
    Since 2024-10-11

Branch Locations

811 Tilton Road, Northfield, NJ 08225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Home Depot Mantua NJ 10/2019 05/2021
The Deauville Inn Strathmere NJ 05/2022 08/2022
This Cigna Group Philadelphia PA 05/2023 08/2023
Benjamin F. Edwards Northfield NJ 06/2024 Present
Clearview Regional Mullica Hill NJ 08/2014 05/2017
St. Augustine Preparatory School Richland NJ 08/2017 05/2020
Penn State University State College PA 08/2020 05/2024
  • 10/2019 → 05/2021
    The Home Depot
    Mantua, NJ
  • 05/2022 → 08/2022
    The Deauville Inn
    Strathmere, NJ
  • 05/2023 → 08/2023
    This Cigna Group
    Philadelphia, PA
  • 06/2024 → Present
    Benjamin F. Edwards
    Northfield, NJ
  • 08/2014 → 05/2017
    Clearview Regional
    Mullica Hill, NJ
  • 08/2017 → 05/2020
    St. Augustine Preparatory School
    Richland, NJ
  • 08/2020 → 05/2024
    Penn State University
    State College, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-09
  • S66 Uniform Combined State Law Examination
    2024-10-09

View on SEC IAPD

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