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William Rice

Ameriprise Financial Services, LLC

Pitman, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-06
  • NJ RA
    APPROVED
    Since 2026-01-06

Branch Locations

57 S Broadway Ste C, Pitman, NJ 08071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Pitman NJ 11/2023 Present
Gloucester County Special Services School District Sewell NJ 06/2014 06/2019
Legend Medical Llc Runnemede NJ 07/2019 10/2023
  • 11/2023 → Present
    Ameriprise Financial Services, Llc
    Pitman, NJ
  • 06/2014 → 06/2019
    Gloucester County Special Services School District
    Sewell, NJ
  • 07/2019 → 10/2023
    Legend Medical Llc
    Runnemede, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-29
S63 Uniform Securities Agent State Law Examination 2025-06-27
  • S65 Uniform Investment Adviser Law Examination
    2025-12-29
  • S63 Uniform Securities Agent State Law Examination
    2025-06-27
Other Names
  • William Rice
  • William Allen Rice

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · PITMAN, NJ
LPL FINANCIAL LLC · Pittman, NJ
WELLS FARGO CLEARING SERVICES, LLC · GLASSBORO, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Sewell, NJ
TD PRIVATE CLIENT WEALTH LLC · Glassboro, NJ
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HFM INVESTMENT ADVISORS, INC. · Glassboro, NJ
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