Thomas John Papa

Employer firm

Oaktrust Wealth Advisors, LLC CRD 170827

$285M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Lpl Financial, Llc
  Wilton, CT
• 03/2014 → Present
  Oaktrust Wealth Advisors, Llc
  Wilton, CT

Other Businesses

1. 09/04/2012: TRAVEL BY HELEN, LLC - OTHER-TRAVEL AGENT - NOT INV REL - AT REPORTED BUSINESS LOCATION - Provide travel related services in an "agent:" capacity - 1% TIME SPENT. 2. 10/15/2014: OAKTRUST WEALTH ADVISORS, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) OAKTRUST WEALTH ADVISORS, LLC - 50% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE: ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, RETIREMENT PLAN CONSULTING OR OTHER RELATED FINANCIAL CONSULTING. 3. 05/06/2015: BSMG - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - OBA START 9/30/2005 - 2 HRS PER MONTH/2 HRS DURING TRADING - a. Agent b. BSMG - but may use others c. Yes, but may also be paid at agency level. Split commissions with Nick Zizzadoro (rep id 3EGA) d. No. 4. 5/18/2017 - OakTrust Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/15/2017 - 80 Hours Per Month/4 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-15