William Braden Barlow

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 09/2010 → Present
  Bank Of America, N.A.
  Charlotte, NC

Previous Registrations

• 2005-11-18 → 2010-03-12
  Rbc Capital Markets, Llc
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2005-11-29
  Legg Mason Wood Walker, Incorporated
  Cornelius, NC
  Cornelius, NC

Other Businesses

I*83486 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AGB HOLDINGS, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MOORESVILLE, NORTH CAROLINA 28117 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/31/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AGB HOLDINGS WAS FORMED AT THE SUGGESTION OF OUR ATTORNEY. ITS SOLE PURPOSE IS TO OWN REAL ESTATE THAT WE INTEND TO RENT (EITHER LONG TERM OR AS A VACATION RENTAL) AND/OR REHABILITATE AND SELL. MY WIFE, CHRISTY BARLOW, AND I ARE THE SOLE MEMBERS.

Exams

• S66 Uniform Combined State Law Examination
  1998-09-28

Other Names

• William B Barlow
• Braden Barlow