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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-12
  • IL RA
    APPROVED
    Since 2026-05-12

Branch Locations

70 West Madison Street Suite 2500, Chicago, IL 60602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Chicago IL 06/2024 Present
Incharge Chicago IL 01/2022 06/2024
Hologear Chicago IL 05/2019 01/2024
International Sports Management Chicago IL 10/2018 03/2019
Maggie Daley Park Chicago IL 06/2018 09/2018
University Of Missouri Columbia MO 08/2014 07/2018
  • 06/2024 → Present
    Chicago, IL
  • 01/2022 → 06/2024
    Incharge
    Chicago, IL
  • 05/2019 → 01/2024
    Hologear
    Chicago, IL
  • 10/2018 → 03/2019
    International Sports Management
    Chicago, IL
  • 06/2018 → 09/2018
    Maggie Daley Park
    Chicago, IL
  • 08/2014 → 07/2018
    University Of Missouri
    Columbia, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-29
  • S66 Uniform Combined State Law Examination
    2026-04-29

View on SEC IAPD

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