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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-03 |
| NY | RA | APPROVED | 2025-10-01 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
75 Rockefeller Plz, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2025 | Present |
| University Of Miami | Coral Gables | FL | 08/2024 | 06/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2024 | 08/2024 |
| University Of Miami | Coral Gables | FL | 08/2023 | 06/2024 |
| University Of Miami | Coral Gables | FL | 08/2022 | 06/2023 |
| Duck Donuts | Westfield | NJ | 06/2022 | 08/2022 |
| University Of Miami | Coral Gables | FL | 08/2021 | 06/2022 |
| University Of Miami Hurricane Newspaper | Coral Gables | FL | 09/2024 | 03/2025 |
| Union Sports Arena Ice Rink | Union | NJ | 11/2018 | 05/2019 |
| Westfield High School | Westfield | NJ | 09/2017 | 06/2021 |
| Edison Intermediary School | Westfield | FL | 09/2015 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-12 |
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