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Brooke M Williams

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-22
  • TX RA
    APPROVED
    Since 2025-12-22

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 07/2025 Present
Unemployed Austin TX 05/2025 07/2025
Hankamer School Of Business, Baylor University Waco TX 08/2023 05/2025
Baylor University Waco TX 08/2021 05/2025
Morgan Stanley New York City NY 06/2024 07/2024
Hyde Park Schools Austin TX 01/2015 08/2021
  • 07/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 05/2025 → 07/2025
    Unemployed
    Austin, TX
  • 08/2023 → 05/2025
    Hankamer School Of Business, Baylor University
    Waco, TX
  • 08/2021 → 05/2025
    Baylor University
    Waco, TX
  • 06/2024 → 07/2024
    Morgan Stanley
    New York City, NY
  • 01/2015 → 08/2021
    Hyde Park Schools
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-25
  • S66 Uniform Combined State Law Examination
    2025-10-25

View on SEC IAPD

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