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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-25 |
Branch Locations
425 Market Street Floor 17, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| China Cicc Wealth Management Securities Co.,Ltd | Shenzhen, Guangdong | 01/2022 | 12/2023 | |
| China International Capital Corporation | Shenzhen, Guangdong | 08/2015 | 12/2021 | |
| Tradeup Securities, Inc. | New York | NY | 06/2024 | 01/2025 |
| N/A | San Jose | CA | 12/2023 | 06/2024 |
| N/A | San Jose | CA | 02/2025 | 03/2025 |
| Schwab Wealth Advisory, Inc | Burlingame | CA | 04/2025 | Present |
| Charles Schwab & Co., Inc | Burlingame | CA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
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