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Andrew Purdy

Charles Schwab & Co., Inc.

Lutz, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-08
  • FL RA
    APPROVED
    Since 2025-01-08

Branch Locations

25926 Sierra Center Blvd, Lutz, FL 33559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Roadhouse Wesley Chapel FL 04/2009 01/2022
Ukg Lowell MA 01/2022 03/2024
American United Life Lutz FL 03/2024 10/2024
Oneamerica Securities Lutz FL 06/2024 10/2024
Ta Mccormick & Assoc - Charles Schwab & Co., Inc. Lutz FL 11/2024 Present
  • 04/2009 → 01/2022
    Texas Roadhouse
    Wesley Chapel, FL
  • 01/2022 → 03/2024
    Ukg
    Lowell, MA
  • 03/2024 → 10/2024
    American United Life
    Lutz, FL
  • 06/2024 → 10/2024
    Oneamerica Securities
    Lutz, FL
  • 11/2024 → Present
    Ta Mccormick & Assoc - Charles Schwab & Co., Inc.
    Lutz, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-31
S65 Uniform Investment Adviser Law Examination 2024-05-22
  • S63 Uniform Securities Agent State Law Examination
    2024-10-31
  • S65 Uniform Investment Adviser Law Examination
    2024-05-22
Other Names
  • Andrew Purdy
  • Andrew F Purdy

View on SEC IAPD

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Other Offices

PFG PRIVATE WEALTH MANAGEMENT, LLC · LUTZ, FL
J.P. MORGAN SECURITIES LLC · LUTZ, FL
DIPAOLO FINANCIAL GROUP, INC. · LUTZ, FL
CPR INVESTMENTS INC · Lutz, FL
TAYLOR & WILLIAMS, INC. · LUTZ, FL
RWC FOR LIFE · LUTZ, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LUTZ, FL
CETERA INVESTMENT ADVISERS LLC · LUTZ, FL

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