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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-22 |
Branch Locations
30 Montgomery Street Suite 1201, Jersey City, NJ 07302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bin Zhai, Cpa Dba Zhai Wealth Management | San Jose | CA | 12/2015 | Present |
| Charterhouse Capital Partners | Shanghai | 06/2023 | 12/2023 | |
| Haidilao Hotpot | Cupertino | CA | 05/2021 | 11/2021 |
| Avantax Investment Services Inc. | San Jose | CA | 08/2025 | 09/2025 |
| Avantax Advisory Services | San Jose | CA | 08/2025 | 09/2025 |
| Cetera Wealth Services, Llc | San Jose | CA | 09/2025 | 10/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | 10/2025 |
| Arete Wealth Management | Chicago | IL | 10/2025 | Present |
| Arete Wealth Advisors | Chicago | IL | 10/2025 | Present |
| Hudsonpoint Capital | Jersey City | NJ | 10/2025 | Present |
(1) Hudsonpoint Capital, dba, Financial Representative, 160 hours per month, during trading hours. Start date: 10/2025. (2) Bin Zhai, CPA, DBA Zhai Financial & Tax - Partner, Tax Preparation and Financial Planning; San Jose, CA; 15 hours per month during trading hours; Start Date: 12/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-08 |
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