Best Investors Account Sign in
Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-11
NJ RA APPROVED 2025-02-10
  • TX RA
    APPROVED
    Since 2025-02-11
  • NJ RA
    APPROVED
    Since 2025-02-10

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

115 West Century Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Paramus NJ 06/2024 Present
Woodloch Springs Hawley PA 06/2023 08/2023
Horizon's Edge Harrisonburg VA 01/2023 05/2023
James Madison University Harrisonburg VA 09/2020 05/2024
Unemployed Glen Rock NJ 01/2012 08/2020
  • 06/2024 → Present
    Paramus, NJ
  • 06/2023 → 08/2023
    Woodloch Springs
    Hawley, PA
  • 01/2023 → 05/2023
    Horizon's Edge
    Harrisonburg, VA
  • 09/2020 → 05/2024
    James Madison University
    Harrisonburg, VA
  • 01/2012 → 08/2020
    Unemployed
    Glen Rock, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-10
S63 Uniform Securities Agent State Law Examination 2025-01-28
  • S66 Uniform Combined State Law Examination
    2025-02-10
  • S63 Uniform Securities Agent State Law Examination
    2025-01-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Florham Park, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor