Andrew Joseph Mullane

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 01/2021
  Wrp Investments, Inc.
  Youngstown, OH
• 09/2014 → 01/2021
  Sterne Agee Financial Services, Inc.
  Bohemia, NY
• 01/2015 → 01/2021
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 01/2021 → Present
  Cetera Investment Advisers Llc
  Hauppauge, NY
• 01/2021 → Present
  Cetera Investment Services Llc
  St. Cloud, MN

Previous Registrations

• 2015-01-30 → 2021-01-28
  Stonex Advisors Inc.
  Bohemia, NY
  Birmingham, AL
  Hauppauge, NY
• 2011-04-20 → 2015-01-30
  Wrp Investments, Inc.
  Youngstown, OH
  Bohemia, NY
  Youngstown, OH

Other Businesses

1. FIXED INSURANCE OUTSIDE OF CETERA, VA AND EIA TO COME THROUGH CETERA. 2. OMNIA FINANCIAL, LLC, VICE-PRESIDENT, DBA FOR BRANDING, MARKETING AND WEBSITE.

Exams

• S66 Uniform Combined State Law Examination
  2011-04-08
• S63 Uniform Securities Agent State Law Examination
  1999-05-12

Designations

• Certified Financial Planner