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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-09-26
  • KS RA
    APPROVED
    Since 2024-09-26

Branch Locations

7500 College Blvd Suite 800, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zips Car Wash Andover KS 05/2018 01/2019
Full Time Student - High School Douglass KS 01/2019 04/2019
Willowbend Country Club Wichita KS 04/2019 09/2019
Full Time Student - High School Douglass KS 10/2019 03/2020
Andover Municipal Golf Course Andover KS 04/2020 05/2021
High Caliber Landscape Augusta KS 05/2021 07/2021
Kansas State University Recreation Services Manhattan KS 08/2021 10/2021
Houlihan's Manhattan KS 10/2021 12/2021
Full Time Student - College Manhattan KS 01/2022 05/2023
Manhattan Country Club Manhattan KS 06/2023 09/2023
Full Time Student - College Manhattan KS 09/2023 05/2024
Club Car Wash Augusta KS 05/2024 07/2024
Unemployed - Minor / Full Time Student Rose Hill KS 01/2014 05/2018
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
  • 05/2018 → 01/2019
    Zips Car Wash
    Andover, KS
  • 01/2019 → 04/2019
    Full Time Student - High School
    Douglass, KS
  • 04/2019 → 09/2019
    Willowbend Country Club
    Wichita, KS
  • 10/2019 → 03/2020
    Full Time Student - High School
    Douglass, KS
  • 04/2020 → 05/2021
    Andover Municipal Golf Course
    Andover, KS
  • 05/2021 → 07/2021
    High Caliber Landscape
    Augusta, KS
  • 08/2021 → 10/2021
    Kansas State University Recreation Services
    Manhattan, KS
  • 10/2021 → 12/2021
    Houlihan's
    Manhattan, KS
  • 01/2022 → 05/2023
    Full Time Student - College
    Manhattan, KS
  • 06/2023 → 09/2023
    Manhattan Country Club
    Manhattan, KS
  • 09/2023 → 05/2024
    Full Time Student - College
    Manhattan, KS
  • 05/2024 → 07/2024
    Club Car Wash
    Augusta, KS
  • 01/2014 → 05/2018
    Unemployed - Minor / Full Time Student
    Rose Hill, KS
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: August 2024 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
  • S66 Uniform Combined State Law Examination
    2024-09-25

View on SEC IAPD

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