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Brennan Joseph Mitchell

Stephens

Little Rock, AR

CRD 7935330

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Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-08-27
TX RA APPROVED 2025-08-27
  • AR RA
    APPROVED
    Since 2025-08-27
  • TX RA
    APPROVED
    Since 2025-08-27

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Little Rock AR 06/2025 Present
University Of Oklahoma Norman OK 08/2022 12/2024
University Of Arkansas Fayetteville AR 08/2021 05/2022
Keller High School Keller TX 08/2017 05/2021
Indian Spring Middle School Keller TX 06/2015 05/2017
Sooner Valet Norman OK 10/2023 04/2025
Stephens Inc Little Rock AR 06/2024 08/2024
City Of Southlake Southlake TX 05/2023 08/2023
City Of Southlake Southlake TX 05/2022 08/2022
Hg Supply Co Trophy Club TX 05/2021 08/2021
City Of Southlake Southlake TX 07/2020 09/2020
Keller Pointe Keller TX 05/2019 08/2019
  • 06/2025 → Present
    Stephens Inc
    Little Rock, AR
  • 08/2022 → 12/2024
    University Of Oklahoma
    Norman, OK
  • 08/2021 → 05/2022
    University Of Arkansas
    Fayetteville, AR
  • 08/2017 → 05/2021
    Keller High School
    Keller, TX
  • 06/2015 → 05/2017
    Indian Spring Middle School
    Keller, TX
  • 10/2023 → 04/2025
    Sooner Valet
    Norman, OK
  • 06/2024 → 08/2024
    Stephens Inc
    Little Rock, AR
  • 05/2023 → 08/2023
    City Of Southlake
    Southlake, TX
  • 05/2022 → 08/2022
    City Of Southlake
    Southlake, TX
  • 05/2021 → 08/2021
    Hg Supply Co
    Trophy Club, TX
  • 07/2020 → 09/2020
    City Of Southlake
    Southlake, TX
  • 05/2019 → 08/2019
    Keller Pointe
    Keller, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-25
  • S66 Uniform Combined State Law Examination
    2025-08-25

View on SEC IAPD

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