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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-04-21
TX RA APPROVED 2025-04-18
  • AZ RA
    APPROVED
    Since 2025-04-21
  • TX RA
    APPROVED
    Since 2025-04-18

Branch Locations

150 W University Dr., Flr 04, Tempe , AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amazon-Whole Foods Shopper Phoenix AZ 05/2019 08/2019
Brookdale Central Paradise Valley Senior Living Phoenix AZ 05/2016 02/2023
Lucky's Liquor Phoenix AZ 02/2023 07/2024
Charles Schwab & Co., Inc. Phoenix AZ 07/2024 02/2025
J.P. Morgan Securities Llc Tempe AZ 03/2025 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 03/2025 Present
  • 05/2019 → 08/2019
    Amazon-Whole Foods Shopper
    Phoenix, AZ
  • 05/2016 → 02/2023
    Brookdale Central Paradise Valley Senior Living
    Phoenix, AZ
  • 02/2023 → 07/2024
    Lucky's Liquor
    Phoenix, AZ
  • 07/2024 → 02/2025
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 03/2025 → Present
    Tempe, AZ
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-18
S63 Uniform Securities Agent State Law Examination 2025-01-09
  • S66 Uniform Combined State Law Examination
    2025-04-18
  • S63 Uniform Securities Agent State Law Examination
    2025-01-09

View on SEC IAPD

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