Charles W. Brooks

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-04-23
TX	RA	APPROVED	2026-04-22

GA RA
APPROVED

Since 2026-04-23
TX RA
APPROVED

Since 2026-04-22

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
William Blair	Atlanta	GA	06/2024	04/2026
University Of Georgia	Atlanta	GA	08/2022	05/2024
Chick-Fil-A Inc.	Atlanta	GA	08/2016	08/2022
J.P. Morgan Securities Llc	Atlanta	GA	04/2026	Present
Jpmorgan Chase Bank, N.A.	Atlanta	GA	04/2026	Present
The Same House Pbc	Atlanta	GA	05/2023	05/2024

06/2024 → 04/2026

William Blair

Atlanta, GA
08/2022 → 05/2024

University Of Georgia

Atlanta, GA
08/2016 → 08/2022

Chick-Fil-A Inc.

Atlanta, GA
04/2026 → Present

J.P. Morgan Securities Llc

Atlanta, GA
04/2026 → Present

Jpmorgan Chase Bank, N.A.

Atlanta, GA
05/2023 → 05/2024

The Same House Pbc

Atlanta, GA

Previous Registrations

2024-09-05 → 2026-04-24

William Blair

Atlanta, GA

Atlanta, GA

Chicago, IL

Atlanta, GA

Chicago, IL

Other Businesses

Effective 4/22/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-31

S66 Uniform Combined State Law Examination

2024-08-31

Other Names

Charles Weldon Brooks
Charles Weldon Brooks

View on SEC IAPD