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Carter James Gobel

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-08-13
TX RA APPROVED 2024-08-13
  • AR RA
    APPROVED
    Since 2024-08-13
  • TX RA
    APPROVED
    Since 2024-08-13

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 06/2026 Present
Greenland High School Greenland AR 01/2014 04/2020
Giltner Logistics Fayetteville AR 06/2019 07/2019
Anderson Heating And Cooling Springdale AR 05/2020 07/2020
University Of Arkansas Fayetteville AR 08/2020 05/2024
Giltner Logistics Fayetteville AR 06/2021 07/2021
Garrison Asset Management Fayetteville AR 03/2022 12/2023
Stephens Inc. Little Rock AR 06/2024 06/2026
  • 06/2026 → Present
    Stephens Inc.
    Little Rock, AR
  • 01/2014 → 04/2020
    Greenland High School
    Greenland, AR
  • 06/2019 → 07/2019
    Giltner Logistics
    Fayetteville, AR
  • 05/2020 → 07/2020
    Anderson Heating And Cooling
    Springdale, AR
  • 08/2020 → 05/2024
    University Of Arkansas
    Fayetteville, AR
  • 06/2021 → 07/2021
    Giltner Logistics
    Fayetteville, AR
  • 03/2022 → 12/2023
    Garrison Asset Management
    Fayetteville, AR
  • 06/2024 → 06/2026
    Stephens Inc.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-12
  • S66 Uniform Combined State Law Examination
    2024-08-12

View on SEC IAPD

Other Firms

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ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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