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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-20
MN RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-16
  • WI RA
    APPROVED
    Since 2026-07-20
  • MN RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-16

Branch Locations

Somerset, WI • United States

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stillwater Junior High Stillwater MN 08/2016 07/2017
Stillwater Area High School Stillwater MN 08/2017 06/2020
North Oaks Golf Club North Oaks MN 11/2018 08/2022
University Of Northern Iowa Cedar Falls IA 08/2020 05/2024
Kohl's Oak Park Heights MN 12/2020 01/2023
University Of Northern Iowa Cedar Falls IA 08/2021 05/2022
Farmers State Bank Waterloo IA 02/2022 09/2022
Mindlance Inc Waterloo IA 01/2024 05/2024
Ameriprise Financial Services Minneapolis MN 06/2024 Present
  • 08/2016 → 07/2017
    Stillwater Junior High
    Stillwater, MN
  • 08/2017 → 06/2020
    Stillwater Area High School
    Stillwater, MN
  • 11/2018 → 08/2022
    North Oaks Golf Club
    North Oaks, MN
  • 08/2020 → 05/2024
    University Of Northern Iowa
    Cedar Falls, IA
  • 12/2020 → 01/2023
    Kohl's
    Oak Park Heights, MN
  • 08/2021 → 05/2022
    University Of Northern Iowa
    Cedar Falls, IA
  • 02/2022 → 09/2022
    Farmers State Bank
    Waterloo, IA
  • 01/2024 → 05/2024
    Mindlance Inc
    Waterloo, IA
  • 06/2024 → Present
    Ameriprise Financial Services
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-24
  • S66 Uniform Combined State Law Examination
    2024-08-24
Other Names
  • Samuel Joseph Schraut
  • Samuel J Schraut
  • Samuel Schraut
  • Sam Joseph Schraut
  • Sam J Schraut
  • Sam Schraut

View on SEC IAPD

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