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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-02
FL RA APPROVED 2024-07-02
NC RA APPROVED 2024-06-05
  • TX RA
    APPROVED
    Since 2025-10-02
  • FL RA
    APPROVED
    Since 2024-07-02
  • NC RA
    APPROVED
    Since 2024-06-05

Branch Locations

4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 06/2024 Present
Grandfather Golf And Country Club Linville NC 04/2024 05/2024
Na Boone NC 11/2023 04/2024
Grandfather Golf And Country Club Linville NC 05/2023 10/2023
Na Boone NC 11/2022 04/2023
Grandfather Golf And Country Club Linville NC 05/2022 10/2022
Na Boone NC 02/2022 04/2022
Birkdale Golf Club Huntersville NC 08/2020 01/2022
Twosons Bbq Denver NC 06/2019 07/2020
Na Denver NC 06/2014 05/2019
Trinity Wealth Securities, Llc Charlotte NC 04/2025 Present
  • 06/2024 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 04/2024 → 05/2024
    Grandfather Golf And Country Club
    Linville, NC
  • 11/2023 → 04/2024
    Na
    Boone, NC
  • 05/2023 → 10/2023
    Grandfather Golf And Country Club
    Linville, NC
  • 11/2022 → 04/2023
    Na
    Boone, NC
  • 05/2022 → 10/2022
    Grandfather Golf And Country Club
    Linville, NC
  • 02/2022 → 04/2022
    Na
    Boone, NC
  • 08/2020 → 01/2022
    Birkdale Golf Club
    Huntersville, NC
  • 06/2019 → 07/2020
    Twosons Bbq
    Denver, NC
  • 06/2014 → 05/2019
    Na
    Denver, NC
  • 04/2025 → Present
    Trinity Wealth Securities, Llc
    Charlotte, NC
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Charlotte, North Carolina 28203. Nature of Business: RIA. Position: Financial Consultant. Start Date: 06/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Charlotte, North Carolina 28203. Nature of Business: Fixed Insurance Sales. 06/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. Charlotte, North Carolina 28203. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 04/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-11
S65 Uniform Investment Adviser Law Examination 2024-02-05
  • S63 Uniform Securities Agent State Law Examination
    2025-04-11
  • S65 Uniform Investment Adviser Law Examination
    2024-02-05

View on SEC IAPD

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