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John Stewart Fletcher

LPl Financial LLC

Sun City Center, FL

CRD 3221982

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-09
FL RA APPROVED 2019-09-18
  • TX RA
    APPROVED_RES
    Since 2024-01-09
  • FL RA
    APPROVED
    Since 2019-09-18

Branch Locations

773 Cypress Village Blvd, Sun City Center, FL 33573 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tampa FL 09/2010 09/2019
Lpl Financial Llc Sun City Center FL 09/2019 Present
  • 09/2010 → 09/2019
    Ameriprise Financial Services, Inc.
    Tampa, FL
  • 09/2019 → Present
    Sun City Center, FL
Previous Registrations
Other Businesses

1) 09/16/2019- Good Life Financial Advisors of Tampa Bay- DBA for LPL Business (entity for LPL business)- Inv. Related- Sun City Center, FL - 120hrs/mthh- 10% 2) 02/12/2020 - John S Fletcher LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/13/2019 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-02
S63 Uniform Securities Agent State Law Examination 2001-02-16
  • S66 Uniform Combined State Law Examination
    2011-05-02
  • S63 Uniform Securities Agent State Law Examination
    2001-02-16

View on SEC IAPD

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