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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Viewpoint High School | Calabasas | CA | 07/2014 | 06/2019 |
| Whitman College | Walla Walla | CA | 08/2019 | 03/2020 |
| Whitman College | Walla Walla | CA | 08/2019 | 06/2020 |
| Santa Monice College | Santa Monica | CA | 08/2020 | 07/2021 |
| University Of Redlands | Redlands | CA | 08/2021 | 04/2024 |
| Thrivent Investment Management Inc | Glendale | CA | 07/2024 | 05/2026 |
| Grady Taylor Jewelry Inc | Los Angeles | CA | 05/2022 | 08/2022 |
| Grady Taylor Jewelry Inc | Los Angeles | CA | 05/2023 | 08/2023 |
| Valley Stars | Los Angeles | CA | 05/2022 | 06/2024 |
| Thrivent Financial | Appleton | WI | 09/2024 | 03/2025 |
| Thrivent Financial | Appleton | WI | 03/2025 | 05/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 05/2026 | Present |
| Mamba Sports Academy | Thousand Oaks | CA | 06/2021 | 08/2021 |
| Bank Of America, N.A. | Pasadena | CA | 06/2026 | Present |
I*4662270, Entity Type Entity Charitable, Name of OBA: Valley Stars Basketball Address: Reseda California 91335 Investment Related: No Position, Title, Association: Other Employee Start Date:06/09/2026 No Hours: 5 weekly No Hours during trading: 3 weekly Duties: I am a coach for the program. I usually coach on Tuesday and Thursday from 7:30pm - 9pm. I am occasionally asked to coach on weekends if I'm needed for games. My responsibilities mainly consist of running skills training, running practices, and on occasion coaching games. Valley Stars is a youth basketball program
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-23 |
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