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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-31 |
| ME | RA | APPROVED | 2026-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saco & Biddeford Savings Institution | Saco | ME | 04/2010 | 05/2026 |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2010 | 05/2026 |
| Cetera Investment Advisers Llc | Saco | ME | 01/2014 | 05/2026 |
| Maine Community Bank | Biddeford | ME | 06/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2026 | Present |
| Cetera Investment Advisers Llc | Biddeford | ME | 06/2026 | Present |
1.) BOARD OF DIRECTOR FOR SEEDS OF HOPE NEIGHBORHOOD CENTER, PARTNERS WITH OUR LOCAL COMMUNITIES AND NEIGHBORS TO FIND SOLUTIONS TO POVERTY AND TO PROMOTE PERSONAL GROWTH, 2-3/HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-01 |
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