Richard A Pascale

Employer firm

Lifemark Securities Corp. CRD 16204

$425M regulatory AUM 380 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → Present
  Lifemark Securities Corp.
  Rochester, NY
• 02/2005 → Present
  Classic Benefit Planners, Ltd.
  Massapequa Park, NY
• 02/2005 → Present
  Independent Insurance Agent
  Massapequa Park, NY

Previous Registrations

• 2001-12-13 → 2005-02-17
  Hornor, Townsend & Kent, Llc
  Uniondale, NY

Other Businesses

CLASSIC BENEFIT PLANNERS, LTD. 321 GROVER AVENUE NORTH, MASSAPEQUA PARK NY 11762 IT IS INVESTMENT RELATED, STARTED 2/05, LIFE, HEALTH AND ACCIDENT INSURANCE AGENTS. APPROX 40 HRS PER MONTH. 1 HR PER DAY DURING SECURITIES TRADING HOURS.I OWN 50% OF THE COMMON STOCK AND I AM THE SECRETARY AND TREASURER. DUTIES ARE SALES AND ACCOUNTING/ INDEPENDENT INSURANCE AGENT,INVESTMENT RELATED, 321 GROVER AVE N. MASSAPEQUA PARK, NY 11762, LIFE AND HEALTH INSURANCE SALES. I AM THE AGENT. RELATIONSHIP (SELF), START DATE 02/05. APPROX. 10 HRS PER MONTH AND .5 HOURS DURING SECURITIES TRADING HOURS,DUTIES ARE INSURANCE SALES/SERVICING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-12
• S63 Uniform Securities Agent State Law Examination
  1999-06-16

Other Names

• Richard Pascale