Konstantinos Koutsagelos

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 05/2020
  Capital One Financial
  United, NY
• 05/2020 → 11/2021
  Unemployed
  Old Brookville, NY
• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden City, NY

Previous Registrations

• 2004-10-20 → 2006-11-30
  Banc Of America Investment Services, Inc.
  Englewood, NJ
  Jamaica, NY
• 2002-11-25 → 2004-10-20
  Quick & Reilly, Inc.
  Englewood, NJ

Other Businesses

"I ""994378"", Name of OBA: Rental Property 1, Address: Astoria , New York Investment Related: N, Position, Title, Sole owner, Employee Start Date: 11/1/2022, No Hours: 1, Monthly, No Hours during trading: 0, Duties: N/A

Exams

• S66 Uniform Combined State Law Examination
  2022-05-09
• S65 Uniform Investment Adviser Law Examination
  2000-06-15
• S63 Uniform Securities Agent State Law Examination
  1999-08-12

Other Names

• Kostas Koutsagelos
• Kostas Aka
• Kostas Konstantinos Koutsagelos