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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-08-27 |
| SC | RA | APPROVED | 2019-08-23 |
| TX | RA | APPROVED_RES | 2019-08-23 |
Branch Locations
15 S Main St 3Rd Fl, Greenville, SC 29601 • United States
499 Gloster Creek Vlg Ste F6A, Tupelo, MS 38801 • United States
Tupelo, MS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Greenville | SC | 05/2012 | 08/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2019 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 08/2019 | Present |
1. RENTAL PROPERTY; INV. RELATED; PIGEON FORGE, TN; VACATION RENTAL; 65% OWNERSHIP; 8/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING. 2. RENTAL PROPERTY; INV. RELATED; SAVANNAH, TN; VACATION RENTAL; 100% OWNERSHIP; 12/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING. 3. RENTAL PROPERTY; INV. RELATED; SEVIERVILLE, TN; VACATION RENTAL; 100% OWNERSHIP; 11/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING. 4. EDGE PARK LLC, INV RELATED, SEIVIERVILLE, TN, 65% OWNERSHIP, START 6/1/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, PASSIVE OWNERSHIP IN VACATION RENTAL PROPERTY. 5. LAUREL COVE, LLC, INVT RELATED, SEVIERVILLE, TN, 100% OWNERSHIP, START DATE 11/1/2017, 2 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE OWNER. 6. QUIET OAK, LLC, INVT RELATED, SAVANNAH, TN, 100% OWNERSHIP, START DATE 3/1/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR RENTAL PROPERTY. 7.ALPINE MOUNTAIN LLC; INV. RELATED; SOUTH CAROLINA; OWNER; VACATION RENTAL PROOPERTY; START DATE JUNE 2018; 0 HRS PER MOTNH; 0 HRS DURING TRADING. 8.ROCKY TOP LODGE LLC, INV RELATED, SEVIERVILLE, TN, 100% OWNERSHIP, START 11/1/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, PASSIVE OWNERSHIP IN VACATION RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-24 |
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