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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-09
  • CA RA
    APPROVED
    Since 2024-12-09

Branch Locations

Oxnard, CA • United States

6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Los Angeles CA 04/2024 Present
Mml Investors Services Llc Los Angeles CA 08/2024 Present
All Risks Ltd Baltimore MD 09/2015 11/2018
Highland Evergreens Baltimore MD 11/2018 09/2020
Highgrade Labs Of Arizona Phoenix AZ 09/2020 10/2022
Kaycha Labs Phoenix AZ 11/2022 12/2023
Homemaker Peoria AZ 12/2023 05/2024
  • 04/2024 → Present
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 08/2024 → Present
    Los Angeles, CA
  • 09/2015 → 11/2018
    All Risks Ltd
    Baltimore, MD
  • 11/2018 → 09/2020
    Highland Evergreens
    Baltimore, MD
  • 09/2020 → 10/2022
    Highgrade Labs Of Arizona
    Phoenix, AZ
  • 11/2022 → 12/2023
    Kaycha Labs
    Phoenix, AZ
  • 12/2023 → 05/2024
    Homemaker
    Peoria, AZ
Other Businesses

NAME: KYLE TARVER INV REL: Y ADD: 1888 CENTURY PARK E LOS ANGELES CA 90047 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 6/14/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-27
  • S66 Uniform Combined State Law Examination
    2024-11-27

View on SEC IAPD

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