Glenn David Pavia

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → Present
  Principal Securities Inc
  Minneapolis, MN
• 01/2007 → Present
  Principal Life Insurance Company
  Minneapolis, MN

Other Businesses

1) I AM THE VP TREASURER & SECRETARY FOR PAVIA SALES GROUP INC WHICH IS MY WIFES BUSINESS, NOT INVESTMENT REALTED, 3505 RANIER LANE N PLYMOUTH MN 55447, SALE OF VETERINARY PRODUCTS THROUGH DISTRIBUTION AND DIRECTLY TO VETERINARIANS, JUNE 2001-PRESENT, DEVOTE NO TIME DURING SECURITIES TRADING HOURS, 1-2 HOURS/MONTH DOING BOOKS.***Pavia Properties, LLC; Not Investment Related; Cape Canaveral, FL; Co-owner; LLC established to purchase property. May receive rental income.; Start Date: 12/02/2020; 2 hrs per month; 0 during trading hours. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/28/2022 ADDRESS: 222 S. 9th Street, Suite 1300, Minneapolis MN 55402, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-10
• S63 Uniform Securities Agent State Law Examination
  1999-06-18