Russell P Moskowitz

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-03
NY	RA	APPROVED	2025-09-20

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2025	Present
Tulane University	New Orleans	LA	08/2021	06/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2024	08/2024
Fifth Season Investments	Stamford	CT	06/2023	07/2023
Ellington Management Group	New York	NY	06/2022	07/2022
Unemployed	Stamford	CT	07/2003	05/2022
Gofer Ice Cream Llc	Greenwich	CT	06/2020	05/2021

07/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2021 → 06/2025

Tulane University

New Orleans, LA
06/2024 → 08/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2023 → 07/2023

Fifth Season Investments

Stamford, CT
06/2022 → 07/2022

Ellington Management Group

New York, NY
07/2003 → 05/2022

Unemployed

Stamford, CT
06/2020 → 05/2021

Gofer Ice Cream Llc

Greenwich, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-19