Diya Guglani

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2024 → 08/2024
  Bank Of America- Merrill Lynch
  Garden City, NY
• 07/2021 → 01/2023
  Aerie
  Garden City, NY
• 08/2021 → 07/2025
  Virginia Tech
  Blacksburg, VA
• 09/2015 → 07/2021
  Herricks School District
  New Hye Park, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-10-31

Other Names

• Diya S Guglani