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Jefferson Hayden Cronan

Ubs Financial Services Inc.

Chattanooga, TN

CRD 7931976

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-25
TN RA APPROVED 2024-08-26
  • TX RA
    APPROVED
    Since 2024-11-25
  • TN RA
    APPROVED
    Since 2024-08-26

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Epb Chattanooga TN 05/2016 10/2021
Service Electric Company Chattanoooga TN 10/2021 06/2024
Ubs Chattanooga TN 07/2024 Present
  • 05/2016 → 10/2021
    Epb
    Chattanooga, TN
  • 10/2021 → 06/2024
    Service Electric Company
    Chattanoooga, TN
  • 07/2024 → Present
    Ubs
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
  • S66 Uniform Combined State Law Examination
    2024-08-23

View on SEC IAPD

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