Samuel Lawrence Warren

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 06/2024 → 08/2024
  Merrill Lynch
  Lexington, KY
• 08/2021 → 05/2025
  Marshall University
  Huntington, WV
• 05/2025 → 10/2025
  Unemployment Period
  Waynesville, OH
• 05/2024 → 06/2024
  Unemployment Period
  Waynesville, OH
• 05/2023 → 09/2023
  Clearcreek Township Parks Dept.
  Springboro, OH
• 01/2024 → 04/2024
  Texas Roadhouse
  Huntington, WV
• 05/2022 → 08/2022
  City Of Mason Parks Dept.
  Mason, OH
• 12/2022 → 01/2023
  Precision Staffing - Workhorse Technologies
  Mason, OH
• 12/2021 → 01/2022
  Dermatopathology Laboratory Of Central States
  Centerville, OH
• 08/2020 → 09/2020
  Dermatopathology Laboratory Of Central States
  Centerville, OH
• 08/2020 → 08/2021
  Unemployment Period
  Waynesville, OH
• 10/2015 → 08/2020
  Unemployment Period
  Waynesville, OH
• 12/2025 → Present
  Bank Of America, N.A.
  Cincinnati, OH

Exams

• S66 Uniform Combined State Law Examination
  2026-01-03

Other Names

• Samuel L Warren
• Sam Warren
• Samuel Warren