Preston Harper

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 09/2024 → 06/2025
  Unemployed
  Chester Spimgs, PA
• 04/2024 → 09/2024
  Brick Street Bar
  Oxford, OH
• 06/2024 → 08/2024
  Merril Lynch
  Oxford, IL
• 04/2024 → 05/2024
  Gaslight Brewhouse
  Oxford, IL
• 09/2023 → 03/2024
  Unemployed
  Chester Springs, PA
• 06/2023 → 08/2023
  De Lage Lauden
  King Of Prussia, PA
• 05/2022 → 08/2023
  Leo Valet
  King Of Prussia, PA
• 12/2022 → 01/2023
  Accumetrics Limited
  Royersford, PA
• 06/2022 → 08/2022
  Spherix Global Insights
  Glennmore, PA
• 11/2020 → 05/2022
  Umemployed
  Chester Springs, PA
• 10/2019 → 10/2020
  Wawa
  Chester Springs, PA
• 06/2019 → 10/2019
  Panera Bread
  Exton, PA
• 07/2015 → 05/2019
  Uenmployed
  Chester Springs, PA

Exams

• S66 Uniform Combined State Law Examination
  2025-11-07

Other Names

• Preston David Harper