Brandy J Springer

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Ubs Financial Services Inc.
  Little Rock, AR

Previous Registrations

• 2012-11-13 → 2013-10-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Little Rock, AR
• 2009-06-01 → 2012-11-01
  Morgan Stanley
  Bartlesville, OK
  Little Rock, AR
• 2004-03-30 → 2009-06-01
  Citigroup Global Markets Inc.
  Bartlesville, OK
  Bartlesville, OK
• 2003-05-02 → 2004-03-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tulsa, OK

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-17
• S63 Uniform Securities Agent State Law Examination
  1999-12-11

Other Names

• Brandy J Fugate
• Brandy Jean Frakes
• Brandy Jean Fugate
• Brandy Jean Frakes
• Brandy Jean Fugate
• Brandy Jean Frakes
• Brandy Jean Springer